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Securities Law Whitley LLP Attorneys at Law

Private Placement Memorandum Lawyer

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When securities are sold as “private” transactions because they fall under an exemption from federal and state law, Private Placement Memorandums (PPM) are typically used. Other terms for a PPM include offering document or offering memorandum.

The PPM itself is a legal document that is given to prospective investors, disclosing all relevant information related to the investment opportunity. It is not intended to be a persuasive document like a business plan might, but rather its purpose is to lay out all of the details regarding the investment, allowing the investor to determine for themselves if they want to move forward.

Writing a PPM without understanding the ins & outs of securities law can be difficult to handle on your own. Call Whitley LLP Attorneys at Law Today at (888) 252-8277 for a consultation.

What Needs to Be Included in a PPM?

When drafting a PPM, you have to make sure that everything within the document is accurate. You cannot include any misleading information or make any false statements regarding the investment within the PPM, due to the anti-fraud provisions of the federal securities laws.

Items that should be written into a PPM include:

  • Management information
  • Information about the company’s history
  • The restrictions, rights, and class of securities
  • All known risks associated with the investment
  • Description of products and services offered by the company
  • A detailed account of how the investor’s money will be utilized
  • And much more

Experienced investors will most likely expect a detailed Private Placement Memorandum with sufficient disclosures and legal information. In fact, they may look at the thoroughness of the PPM as a sign of the overall professionalism of the business.

Personalized Attention Focused on Meeting Your Business Needs

Whether you are looking for help in creating a strong PPM or you need assistance with any other legal business matter, look to our qualified Houston securities law firm. We can help you navigate the best path for you and your company.

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    “Sam is one of the very best attorneys I know. Why? He is knowledgeable, reliable, dependable, and a pleasure to work with. He really takes care of his clients and works extremely hard at doing the best job he can for his clients. Please consider him if your looking for an attorney who not only can deliver results but who will be with you every step of the way. I am very confident in this recommendation as I have come to know Sam over several years and would recommend him to my family and business associates without any hesitation.”

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  • Extremely Knowledgeable and Competent

    “Samuel Whitley was extremely knowledgeable and competent about securities law and business in general. In preparing the fund documents, Sam offered helpful perspective and recommendations on related details based on his previous experience. Also, he was quite timely and responsive in his work, answering questions typically within a day or a few days of being asked. In addition, I had some unique circumstances to address and I found Sam to be creative in helping solve problems and in creating solutions. I had originally decided to work with him due to his experience in securities law. After working with him, I saw the direct benefit his experience provided for the work he accomplished for me. I'm glad I decided to work with Sam for these activities, and given another opportunity I would definitely choose again to work with Mr. Whitley.”

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