Texas SEC Compliance and Regulation Lawyers
If you are taking your business public, forming an investment company, or performing another regulated transaction, compliance with the state and federal securities laws is essential. If a registration statement is incomplete or misleading, or if your offering is not in compliance with securities laws, the SEC will not hesitate to open an enforcement investigation.
An attorney with significant experience and support from an established law firm can provide you with legal guidance and peace of mind during complex business activities.
In order to ensure you are taking the optimal approach to your securities offerings, contact Whitley LLP Attorneys at Law online. Every client receives a free consultation and the firm operates on transparent fees.
Efficient and Accurate Securities Transactions
At Whitley LLP Attorneys at Law, the goal is to make sure your transactions and reports are accurate, and completed in an efficient manner. The firm can assist you in the following securities law matters:
- Preparation of securities registration statements for initial public offerings (IPOs)
- Preparation of private placement memoranda for private securities offerings
- Ongoing compliance under securities laws
- Preparation of quarterly, annual and current SEC reports
- Preparation of proxy statements
- Securities law general counsel
- Formation of mutual funds, hedge funds and other investment companies
- Formation of business development companies
- Formation of venture capital funds and other types of private equity funds
Complete the online form or call 888-816-0374 to discuss your business needs with a knowledgeable Houston securities attorney. Whitley LLP Attorneys at Law provides businesses with comprehensive legal services.
