Legal Services for IPOs and Private Placements
If you are considering going public or private with your business in an effort to raise capital, a skilled and experienced attorney can efficiently manage the various elements involved in the process.
Houston-based Whitley LLP Attorneys at Law has in-depth knowledge of SEC regulations, securities law and the financial markets.
To speak with an authority on IPOs and private placements, contact Whitley LLP Attorneys at Law. Every client receives a free consultation and the firm offers transparent legal fees.
Securities Lawyers for Your IPO or Private Placement
At Whitley LLP Attorneys at Law, one of the most important steps in preparing for an IPO or private placement is getting to know your business from the inside-out. Your attorney will collect valuable information about the following details of your company and your offering:
- Products
- Services
- Competition
- Business Plan
- Expected Sources of Funding
When due diligence is complete, your attorney will collaborate with you to create the optimal deal structure for your business. Whitley LLP Attorneys at Law will work through any concerns with the underwriters and make necessary revisions prior to the IPO or private placement. Your attorney will then prepare a registration statement, offering documents and filings with the SEC (if the company is going public).
Regulatory Compliance is Essential
During an IPO, compliance with the Securities and Exchange Commission (SEC) is essential. If a registration statement is incomplete or misleading, penalties can range from fines to criminal violations. Mistakes during private placements can also result in serious consequences, such as shareholder action or SEC proceedings.
Contact Whitley LLP Attorneys at Law online or call 888-816-0374 to arrange a consultation with a Texas attorney who is has substantial experience managing initial public offerings (IPOs) and public placements.
